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Old 12-07-2006, 03:36 PM #1
Harbinger[TG] (Banned)
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List of Financial Professionals

This for people that have been, or are still in the financial industry.

Harbinger: Series 7, and Series 63 Both Expired

Ex Stock Broker and Analyst.

Double Major Economics and Finance

Currently obtaining MBA in Economics

Last edited by Harbinger[TG] : 12-07-2006 at 04:23 PM.
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Old 12-07-2006, 11:45 PM #2
I like Catbert Again
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studying for my Series 7.

Major in Marketing and Advertising, Micro Economics minor (Behavioral)

Working towards a MBA In M/A
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Old 12-08-2006, 12:37 AM #3
t_mo (Banned)
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I work for one of the worlds largest Global Holding firms, as a Fund Accountant. I think we are second to Bank of New York? Pretty much I work servicing mutual funds all day.

Last edited by t_mo : 06-07-2007 at 06:47 PM.
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Old 12-08-2006, 05:07 PM #4
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I am Majoring in corporate finance and accounting, with a minor in IT and law.

Have lots of experience with AIS's.

Studying to become a CPA or an internal auditor with investment on the side.
"Put on the full armor of God so that you can take your stand against the devil's schemes."

-Ephesians 6:11
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Old 12-09-2006, 11:43 AM #5
The Mortgage Guy
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23 state licensed mortgage broker.
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Old 12-11-2006, 09:33 AM #6
StrangeHolliday (Banned)
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Licensed Mortgage broker dealing in residential, commercial and investment properties

I'm assuming you guys all constantly quote boiler room throughout the day?
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Old 12-11-2006, 11:38 AM #7
Clickety screeeee
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Moved the Boiler Room discussion:

"Always buy the biggest bottle."

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Old 12-14-2006, 11:36 AM #8
Mag Master 21
Residential Dyno Queen
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Employed at a major investment bank on Wall Street

Currently enrolled in CFA program

Double major in Finance and Econ
"You and I have the courage to say to our enemies there is a price we will not pay, there is a point beyond they must not advance.. You and I have a rendezvous with destiny, we'll preserve for our children, this the last best hope of man on earth or we'll sentence them to take the last step into a thousand years of darkness."
- Ronald Reagan
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Old 12-15-2006, 11:44 AM #9
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Commodities broker for too many years.
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Old 12-28-2006, 07:55 PM #10
Pump Scout
Old gun,new gun,whatever
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Not sure if it entirely qualifies here, but...
Former Mortgage Loan Officer
Currently (and at my core) Licensed Real Estate Title Agent for WI, as well as Title Examiner. Also managing a title company in Wisconsin for an ownership team of a realtor and a lender.

Calv, feel free to leave or delete at your pleasure.

Last edited by Pump Scout : 10-17-2007 at 01:27 PM.
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Old 12-31-2006, 06:32 PM #11
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BSc Chem.
Registered in Canada in Ontario, Quebec, Alberta, BC
Option Licensed, Future Licensed eligible.
Working at a large Discount Brokerage right now.
Returning to school next fall for B.Comm in Accounting and Finance, with a minor in Economics.

Last edited by GovernorOfCanada : 06-13-2007 at 07:57 PM.
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Old 01-02-2007, 01:22 PM #12
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Series 7
Series 63

Registered in all 50 states.
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Old 01-11-2007, 02:42 PM #13
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Series 7, 63, 65

Currently a VP for an energy investment company (Reg D stuff)
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Old 01-21-2007, 08:28 PM #14
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Originally Posted by DanB View Post
Commodities broker for too many years.
Same, I trade crude oil in NYC.
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Old 03-07-2007, 04:18 PM #15
Fraggle Rocker
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Active Lic. Realtor in MN/WI (Residential, Commercial, and Investment)

20 mil. volume per year
Increase Your Size by 12"
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Old 03-10-2007, 07:00 PM #16
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Working toward major in business law, minor in selling/marketing.

Not quite financial, but along the lines

Last edited by SEPaintball : 03-10-2007 at 07:02 PM.
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Old 03-11-2007, 09:36 AM #17
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Originally Posted by SEPaintball View Post
Working toward major in business law, minor in selling/marketing.

Not quite financial, but along the lines
Not to come across as a dick, but why even post?

The thread asks for people who either used to be or are still in the finance industry. You are in school, that is not the finance industry. Furthermore, you are in school for business. General business is not the finance industry.

This type of stuff just leads posters along and adds to the already huge amount of bad information here.

I'm not trying to stir anything up, just adding my opinion.

To make this legit, I am a licensed financial professional. Which licenses and where I work I would like to keep to myself.
SoMich OG
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Old 06-01-2007, 10:10 AM #18
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wow, just noticed this thread.. i need glasses

Associate r.e. broker in Maryland, 70 agent office with $300mil+ in annual sales, residential

President of a residential land development firm specializing in waterfront development.
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Old 06-07-2007, 06:18 PM #19
Why settle for 72 Virgins
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Residential Loan Officer for the mortgage division of a national bank

"Originally posted by bizkitfan601: There is no reason to have a need. The 2nd Amendment gives us the right to own those weapons without a need or a cause. This is America - the land of freedom. And we have cool **** to prove it.

"The most important rule in a gunfight is: Always win - and cheat if necessary."

"Make your attacker advance through a wall of bullets. You may get killed with your own gun, but he'll have to beat you to death with it, cause it's going to be empty."
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Old 07-05-2007, 03:01 PM #20
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Just got a position as a Hedge Fund Accountant, although I got my BSBA in Finance with a focus on investments.

I plan to do a joint JD/MBA program in the coming years.
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Old 07-12-2007, 12:38 PM #21
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Commodity Broker for ADM

Series 3

Working towards Major in Agri-Business at the University of Illinois
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