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Old 12-07-2006, 03:36 PM #1
Harbinger[TG] (Banned)
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 has been a member for 10 years
List of Financial Professionals

This for people that have been, or are still in the financial industry.


Harbinger: Series 7, and Series 63 Both Expired

Ex Stock Broker and Analyst.

Double Major Economics and Finance

Currently obtaining MBA in Economics

Last edited by Harbinger[TG] : 12-07-2006 at 04:23 PM.
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Old 12-07-2006, 11:45 PM #2
sKum
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 has been a member for 10 years
studying for my Series 7.

Major in Marketing and Advertising, Micro Economics minor (Behavioral)

Working towards a MBA In M/A
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Old 12-08-2006, 12:37 AM #3
t_mo (Banned)
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 has been a member for 10 years
I work for one of the worlds largest Global Holding firms, as a Fund Accountant. I think we are second to Bank of New York? Pretty much I work servicing mutual funds all day.

Last edited by t_mo : 06-07-2007 at 06:47 PM.
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Old 12-08-2006, 05:07 PM #4
Stupid2k5ers
 
 
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I am Majoring in corporate finance and accounting, with a minor in IT and law.

Have lots of experience with AIS's.

Studying to become a CPA or an internal auditor with investment on the side.
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Old 12-09-2006, 11:43 AM #5
vettewon
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 has been a member for 10 years
23 state licensed mortgage broker.
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Old 12-11-2006, 09:33 AM #6
StrangeHolliday (Banned)
 
 
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Licensed Mortgage broker dealing in residential, commercial and investment properties

I'm assuming you guys all constantly quote boiler room throughout the day?
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Old 12-11-2006, 11:38 AM #7
calvman
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Moved the Boiler Room discussion:
http://www.pbnation.com/showthread.php?t=1897084
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Old 12-14-2006, 11:36 AM #8
Mag Master 21
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 has been a member for 10 years
Derivatives

Employed at a major investment bank on Wall Street

Currently enrolled in CFA program

Double major in Finance and Econ
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Old 12-15-2006, 11:44 AM #9
DanB
 
 
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Commodities broker for too many years.
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Old 12-28-2006, 07:55 PM #10
Pump Scout
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Not sure if it entirely qualifies here, but...
Former Mortgage Loan Officer
Currently (and at my core) Licensed Real Estate Title Agent for WI, as well as Title Examiner. Also managing a title company in Wisconsin for an ownership team of a realtor and a lender.

Calv, feel free to leave or delete at your pleasure.
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Last edited by Pump Scout : 10-17-2007 at 01:27 PM.
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Old 12-31-2006, 06:32 PM #11
GovernorOfCanada
 
 
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BSc Chem.
Registered in Canada in Ontario, Quebec, Alberta, BC
Option Licensed, Future Licensed eligible.
Working at a large Discount Brokerage right now.
Returning to school next fall for B.Comm in Accounting and Finance, with a minor in Economics.
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Last edited by GovernorOfCanada : 06-13-2007 at 07:57 PM.
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Old 01-02-2007, 01:22 PM #12
Yarn79
 
 
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Yarn:

Licensed:

Series 7
Series 63

Registered in all 50 states.
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Old 01-11-2007, 02:42 PM #13
Investorguy
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Series 7, 63, 65
CPA

Currently a VP for an energy investment company (Reg D stuff)
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Old 01-21-2007, 08:28 PM #14
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Quote:
Originally Posted by DanB View Post
Commodities broker for too many years.
Same, I trade crude oil in NYC.
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Old 03-07-2007, 04:18 PM #15
PhantomGhost
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Active Lic. Realtor in MN/WI (Residential, Commercial, and Investment)

20 mil. volume per year
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Old 03-10-2007, 07:00 PM #16
SEPaintball
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Working toward major in business law, minor in selling/marketing.

Not quite financial, but along the lines
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Last edited by SEPaintball : 03-10-2007 at 07:02 PM.
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Old 03-11-2007, 09:36 AM #17
SoMich_Tom
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Quote:
Originally Posted by SEPaintball View Post
Working toward major in business law, minor in selling/marketing.

Not quite financial, but along the lines
Not to come across as a dick, but why even post?

The thread asks for people who either used to be or are still in the finance industry. You are in school, that is not the finance industry. Furthermore, you are in school for business. General business is not the finance industry.

This type of stuff just leads posters along and adds to the already huge amount of bad information here.

I'm not trying to stir anything up, just adding my opinion.

To make this legit, I am a licensed financial professional. Which licenses and where I work I would like to keep to myself.
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Old 06-01-2007, 10:10 AM #18
DagNasty
 
 
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 has been a member for 10 years
DagNasty helped look for balloons
wow, just noticed this thread.. i need glasses

Associate r.e. broker in Maryland, 70 agent office with $300mil+ in annual sales, residential

President of a residential land development firm specializing in waterfront development.
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Old 06-07-2007, 06:18 PM #19
Beers78n9
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Residential Loan Officer for the mortgage division of a national bank
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"The most important rule in a gunfight is: Always win - and cheat if necessary."

"Make your attacker advance through a wall of bullets. You may get killed with your own gun, but he'll have to beat you to death with it, cause it's going to be empty."
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Old 07-05-2007, 03:01 PM #20
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Just got a position as a Hedge Fund Accountant, although I got my BSBA in Finance with a focus on investments.

I plan to do a joint JD/MBA program in the coming years.
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Old 07-12-2007, 12:38 PM #21
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Commodity Broker for ADM

Series 3

Working towards Major in Agri-Business at the University of Illinois
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